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In the UNITED STATES PATEN1 


PATENT 

rand TRADEMARK OFFICE 


APPLICANT: Bryan W. Wolf 

SERIAL NO.: Not yet assigned 

FILING DATE: January 15, 2004 

TITLE: USE OF PULLULAN AS A SLOWLY 
DISGESTED CARBOHYDRATE 


EXAMINER: Maier, Leigh 
ART UNIT: 1623 
DOCKET NO.: 6925.US.C1 

I certify that this correspondence (along with any paper 
referred to as being attached or enclosed) is being 
deposited with the United States Postal Service with 
sufficient postage as first class mail addressed to the 
Commissioner for Patents, Alexandria, VA 22313-1450 on 
the date shown below. 


Wendy Detv^fer Date 



Commissioner for Patents 
P. 0. 1450 

Alexandria, VA 22313-1450 



INFORMATION DISCLOSURE STATEMENT 

Dear Sir: 

In accordance with their duty of disclosure under 37 C.F.R. §1 .56, and as authorized and 
encouraged under 37 C.F.R. §§ 1.97-1.98 and the provisions of MPEP §§ 609 and 
707.05(b), Applicants submit herewith certain patent documents, publications and/or other 
information ("references") which the Patent and Trademark Office may wish to consider in 
examining the above-identified patent application. The identification of any reference herein 
is not intended to be and should not be understood as being an admission that such 
reference necessarily constitutes "prior art" within the meaning of applicable law. 

The cited references are listed on attached form PTO-1449. 

□ A copy of each cited reference is provided; 

0 Copies of cited references are not provided because each has 
previously been made of record in the parent application, or is 
otherwise known to be in the Examiner's possession. 

The Examiner is requested to review and evaluate each cited reference to make an 
independent assessment of the materiality of each, if any, to the examination of the above- 
identified application. The Examiner is requested to ignore any underscoring or highlighting 
which may have been done because such markings may or may not have any relationship to 
the subject matter of the present invention. The copies being submitted with this Statement 
are the best copies available at this time. Applicants respectfully request that (1) the 
references cited herein be made of record; (2) that the Examiner acknowledge his 
consideration of each reference by initialing and returning the enclosed copy of the PTO- 
1449 form; and (3) that such references appear on the printed patent as having been 
considered on the record. 



With regard to payment of a fee: 

0 No fee is due because: 

[3 This Statement is mailed within three months of the filing 

date of this application, or before the mailing date of a first 
office action on the merits (see 37 C.F.R. §1 .97(b)). 

□ Applicants certify that each reference cited in this Statement 
was first cited in a communication from a foreign patent 
office in a counterpart foreign application not more than 
three months prior to the filing of this Statement, (see 37 
C.F.R. §1. 97(e)). 

□ This Statement is filed after the mailing date of a first Office 
Action on the merits but before the mailing date of either a 
final action or a Notice of Allowance (see 37 C.F.R. §1. 97(c)) 
so a fee of $180.00 is specified by 37 C.F.R. §1.17(p). 

If any fees are owed, or any credit is due pertaining to this case, please charge that fee or 
apply that credit to Deposit Account No. 01-0025. A duplicate sheet of this page is 
enclosed. 

Ross Products Division of 
ABBOTT LABORATORIES 
Dept. 108140-DS/1 
625 Cleveland Avenue 
Columbus, OHIO 43215-1724 



Telephone: (614)624-3012 
Facsimile: (614)624-3074 



Respectfully submitted, 




Reg. No. 44,996 



Docket : 6925.US.C1 



FORM PTO-1449 U.S. Department of Commerce 
(Rev. 2032) Patent and Trademark Office 


Atty. Docket No. 
6925.US.C1 


Serial No. 
Not yet 
assigned 


INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 


Applicant 

Bryan W. Wolf 




(Use several sheets if necessary) 


Filing Date 
January 15, 2004 


Group 
1623 



U.S. PATENT DOCUMENTS 



Examiner 
Initial 


Document Number 


Date 


Name 


Class 


Subdass 


Filing Date (if approx.) 




4,629,725 


12/16/86 












5,116,820 


05/26/92 

















































































FOREIGN PATENT DOCUMENTS 





Document Number 


Date 


Name 


Class 


Subdass 


Translation (Yes No) 




EP 0382 355 B1 























































OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, Etc.) 









Safety Studies of a Novel Starch, Pullulan: Chronic Toxicity in Rats and Bacterial 
Mutagenicity, T. Kimoto; 1997 Elsevier Science Ltd., Food an Chemical Toxicology 35 
(1997)323-329 








Effects of Chemical Modification on in Vitro Rate and Extent of Food Starch Digestion: An 
Attempt To Discover a Slowly Digested Starch, Wolf et al; Journal of Agricultural and Food 
Chemistry Vol 47, No 1 0 Pages 41 78-41 83 








Energy Value of a Mixed Glycosidic Linked Dextrin Determined in Rats, Tsuji et al; Journal 
of Agricultural and Food Chemistry Vol 46 No 6 2253-2259 


















































































EXAMINER 


DATE CONSIDERED j 



Examiner: Initial if citation considered, whether or not citation is in conformance with MPEP 609; Draw Line through citation if not in 
conformance and not considered. Include copy of this form with next communication to applicant